職務說明 / Key Responsibilities
Assist the bank in carrying out AML policy through performance of client due diligence on clients during on-boarding, periodic review, and trigger review.
Work with RM/CSO to understand the client, correctly assess the client’s AML risk, gather documentation from clients/publicly available sources, liaise with RM/CSO/other departments (wherever required) and produce high quality and timely CDDs.
Provide RM with insights into clients’ AML risk and develop an understanding of Industry sector, client information and other relevant factors that could impact the Bank’s AML risk.
Be competent and familiar with all CDD policies and guidelines and complete all CDDs in compliance with the guidelines and policies as well as regulations.
Ensure that all CDDs submission / responses are completed and accurate in timely manner and the related forms are completed properly, handled with efficiency and duly authorized.
Ensure there are no overdue CDDs and also ensure fast TAT in executing the CDDs and complete all CDD-related exercises within the deadlines.
Work as team to backup each other and provide professional service level to the daily BAU jobs and ad hoc project assigned.
需求條件 / Key Requirements
3.良好的MS Office電腦能力 (Word, Excel )